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恆生犯嚴重監管缺失 被證監譴責兼罰款6640萬 @ 2025-01-27T Back Hot News
Keyword:恆生 證監 譴責 罰款 銷售
Concept:嚴重缺失 , 證監會譴責恆生銀行投資產品銷售手法失當行為
證監會譴責恆生銀行(00011.HK),並處以罰款6,640萬元,指出恆生於2014年2月至2023年5月逾九年間多個時段內,在銷售集體投資計劃和衍生產品方面犯有嚴重的監管缺失,並向客戶多收款項及沒有向客戶充分披露金錢收益。
證監會譴責恆生銀行,並處以罰款6,640萬元,原因是恆生於2014年2月至2023年5月這九年間的多個時段內,在銷售集體投資計劃和衍生產品方面犯有嚴重的監管缺失,並向客戶多收款項及沒有向他們充分披露金錢收益。
恆生銀行因投資產品銷售手法方面的失當行為,遭證監會譴責及罰款6640萬元。
證監會譴責恆生(00011.HK)投資產品銷售手法失當 罰款6,640萬元

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