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高盛「一馬案」遭罰27億元破證監會紀錄「令業界蒙羞」 @ 2020-10-23T08: Back Hot News
Keyword:高盛 罰款 一馬
Concept:基金一馬 , 缺失高盛亞洲遭證監會譴責
證監會(SFC)指出,高盛亞洲因在管理層監督、風險、合規及打擊洗錢等監控方面犯有嚴重失誤和缺失,令1MALAYSIA DEVELOPMENT BERHAD(1MDB)於2012年及2013年透過三次債券發售籌得的65億美元中有26億美元被挪用,因而遭證監會譴責及罰款3.5億美元(27.1億港元),是歷來對持牌中介機構最大宗罰款。
相關文章:【一馬丑聞】高盛於一馬基金發債券犯監管缺失 遭香港證監會譴責、罰款27.1億元
投資銀行高盛卷入馬來西亞一馬基金事件多時,周四遭香港證監會譴責以及罰款27.1億元,是本港歷來對持牌中介機構最大宗的罰款。證監會形容高盛遠遠落後於中介人標准,令證券業蒙羞......
香港證監會譴責高盛亞洲在一馬發展債券發售犯嚴重監管缺失 罰款3.5億美元
證監會就一馬案向高盛亞洲罰款27.1億元 破港紀錄
因此,高盛遭到香港證監會譴責及罰款3.5億美元,摺合人民幣超23.3億元。

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