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洩露鴻海機密花旗挨罰 @ 2013-10-04T17: Back Hot News
Keyword:花旗 鴻海
Concept:花旗分析師 , 鴻海報告被罰3000萬美元
這並非花旗集團由於洩露機密信息而首次遭到罰款。去年,由於未能管理好互聯網分析師馬克馬哈尼(MARKMAHANEY)及其下屬一名初級分析師的緣故,花旗集團也曾被罰款200萬美元,原因是這兩人被控向媒體透露了有關社交網絡巨頭FACEBOOK和搜索巨頭谷歌的機密信息。
本文網址: HTTP://EPOCHTIMES.COM/GB/13/10/4/N3978743.HTM蘋果訂單分析-花旗過早披露遭罰3千萬美元.HTML 美東時間: 2013-10-03 18:42:53 PM 【萬年歷】
在給客戶的通知中,花旗解釋下調評級的原因是,他們收到消息,因需求不多,蘋果縮減了 IPHONE 5 的「短期供應鏈訂單」。與其他分析公司一樣,花旗是根據蘋果長期的供應商鴻海獲得的訂單信息。花旗分析師 GLEN YEUNG 收到消息後,花旗(台灣)的另一位分析師將消息透露給了幾家基金,之後花旗的報道才發表。這就涉及到了內部信息交易的問題,使得收到消息的基金和投資者能夠在花旗的文章發表前出售所持的蘋果股票。如今,花旗願意繳納罰金和解。

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