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光大證券被要求限期整改並進行內部責任追究 @ 2013-08-22T09: Back Hot News
Keyword:光大證券 企業債 業務被暫停
Concept:銀行間市場交易商協會通知 , 光大證券非金融企業債務融資工具主承銷業務被暫停
光大證券於上海證券交易所發出通告,指收到中國銀行間市場交易商協會通知,指近日交易異常的事件,反映公司於風險管理及內部控制合規方面,存在重大問題,被協會暫停非金融企業債務融資工具主承銷業務資格,以及要求光大證券於8月30日前,向協會提交自查報告及整改方案。
此外,鬧出債券烏龍後,光大證券收到中國銀行間市場交易商協會《關於開展非金融企業債務融資工具主承銷業務規范自查的通知》,其非金融企業債務融資工具主承銷業務被暫停。資料顯示,光大證券於2012年11月28日獲得非金融企業債務融資工具主承銷業務資格,由於該業務在公司尚處於起步階段,截至目前,公司在該業務上實現項目收入約54萬元。
光大證券非金融企業債務融資工具主承銷業務被暫停

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