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再斗保薦人證監莫手軟 @ 2012-12-14T07: Back Hot News
Keyword:保薦人 證監會
Concept:上市保薦人監管 , 監管保薦人建議諮詢
.證監會:保薦人負刑責不減公司上市意欲
《經濟通通訊社12日專訊》證監會今日公布加強保薦人監管諮詢總結,證監會保留大部份
今年5月,香港證監會提出加強保薦人監管制度的多項建議,並就建議內容進行為期兩個月的咨詢。其中,有關保薦人是否需要承擔法律責任成為最具爭議的議題之一。咨詢結果顯示,該建議得到大部分買方機構的支持,而保薦人機構(如投行)和律師事務所則多數表示強烈反對。
【AM730訊】證監會昨公布加強保薦人監管制度諮詢總結,經修訂的《企業融資顧問操守准則》及《保薦人指引》訂明,所有保薦人對有問題招股章程負民事及刑事法律責任,但刑事責任需視乎保薦人是否知情等厘定。此外,證監會要求申請上市前要委任保薦人至少兩個月,但不采取只委任單一保薦人及限制委任保薦人數目的建議。
*證監會加強上市保薦人監管,保留要負刑責,新規定明年10月實施

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