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港交所撐證監修例監管保薦人 @ 2012-12-13T01: Back Hot News
Keyword:保薦人 證監會
Concept:招股負刑責 , 證監會總結監管保薦人
觸發證監會加強監管的事件之一,是洪良國際上市,最終要除牌,上市文件被指有問題,而保薦人兆豐資本除了被罰四千多萬元創紀錄外,更成為首個被釘牌的保薦人。
《經濟通通訊社12日專訊》證監會今日公布加強保薦人監管咨詢總結,證監會保留大部份
*證監會加強上市保薦人監管,保留要負刑責,新規定明年10月實施
《經濟通通訊社3日專訊》證監會即將公布有關加強監管保薦人諮詢總結,消息指出,不少大行保薦人已經「備招」迎戰,醞釀「風險外判」拆解,會將需負上大部分刑責的部分,外判予一些中小型投行負責,現時市場亦已經有不少融資專家自立門口准備為大行「服務」。據悉日後行將會主力負責股票承銷工作,而外判的中小投行才是保薦人。(MS)

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