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證監會避免濫用國家機密 @ 2012-10-18T03: Back Hot News
Keyword:證監會 方正 監管 保薦人
Concept:保薦人監管 , 證監會主席方正
證監會主席方正表示,支持加強保薦人監管,認為香港是國際融資平台,如果質素差,將會隨著時間的推移而失去投資者的信任。
新浪財經訊 9月25日消息,據香港經濟日報報道,香港證監會高層人事布局塵埃落定,繼上月為三名現任執行董事續任後,據了解,政府已敲定委任證監會非執行董事唐家成,接替將於10月中、6年任期屆滿的證監會主席方正,預期最快在中秋、國慶長假前後公布。有知情人士透露,唐家成私下與市場人士討論時,曾表明認為有需要在平衡市場發展的同時,對違反規定的上市保薦人施加刑事責任,以達至加強阻嚇力的預期效果。
加強監管保薦人是證監會今年的重點工作,證監會不單公開咨詢檢討保薦人在招股書上的法律責任,亦同時整合現有及新訂的保薦人規定,確保盡職審查、披露責任時的操守,冀可提升招股章程的質素。不少處理保薦人工作的投行也不滿要負刑負,並組聯盟透過律師行提交意見。

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