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匯豐墨西哥遭2750萬美元罰款 @ 2012-07-26T18: Back Hot News
Keyword:墨西哥 罰款
Concept:洗黑錢監管 , 匯豐墨西哥被罰款2750萬美元
外電報導,匯控 (0005-HK) 由於在反洗黑錢行為上監管不力,被墨西哥國家銀行及證券委員會 (CNBV) 罰款 2750 萬美元 (約 2.14 億港元) 。此次罰款主要由於匯豐未能符合 CNBV 的防止洗黑錢監管系統要求,例如未有上報 39 個不尋常交易及 21 個管理失誤。
另外,美國政府調查匯控(00005)協助洗黑錢及恐怖分子融資的事件,墨西哥匯豐被當地監管機構罰款2750萬美元,折合約2.14億港元,是今次調查中首宗罰款公布。面對重大不明朗因素,匯控近期沽壓較大,撈底風險較大,宜待事件明朗化後再訂入市策略。

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